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Knowledge Base

Repository - ASIC

Repository - ASIC

Everything you need to know about our Australian TR

Regulations and Requirements

What are the important ASIC Regulations

What is a 'Business Day' for ASIC TR Reporting?

Who qualifies as a Small-scale Buy-side Entity

Who are ASIC Reporting Entities and what OTC Derivatives must be reported?

Compliance Concepts

How do I determine ASIC timeliness?

Public Aggregate Reporting

How does public reporting work in the ASIC Jurisdiction?

Transactions

What does ASIC consider to be an OTC Derivative?

Valuations

How do I report Valuation Data for ASIC?

Collateral and Margin

How do I report collateral data in ASIC?

Port In/Port Out

How do I port-in/out to KOR's ASIC TR?

FAQ

ASIC: What is an 'over-the-counter (OTC) derivative' under the derivative transaction rules (reporting)?

ASIC: Can a licensed trade repository use or publish derivative trade information?

ASIC: When do I need to report information about a reportable transaction or a reportable position?

ASIC: What information do I need to report to identify a non-reporting counterparty and other entities?

ASIC: Can an Australian regulator access the derivative trade information held by a licensed trade repository?

ASIC: Who do I report to in order to satisfy the reporting requirements of the derivative transaction rules (reporting)?

ASIC: Do end users have to comply with the derivative transaction rules (reporting)?

ASIC: How should names of counterparties, beneficiaries and other persons be reported under the derivative transaction rules (reporting)?

ASIC: How do I report collateralisation?

ASIC: How should I report a forward starting cross currency basis swap?

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