Eligibility

What LEIs Qualify for exemption for public reporting under 142.(3)

see https://www.ontario.ca/laws/regulation/170314

Based on Staff’s understanding (but please see below re: other jurisdictions):
List of entities excluded from public dissemination of transaction level data requirement under OSC Rule 91-507:


  • His Majesty the King in right of Canada 4BFD7AQU0A75QLAHK410
  • His Majesty the King in Right of the Province of British Columbia 54930058TO7MEKUHWL16
  • His Majesty in right of Alberta LQPXMHHNJKIPJYE53543
  • Province of Saskatchewan 549300FKDIB7OJMBSP83
  • Province of Manitoba 5493003QILFOB3JRKE30
  • His Majesty the King in right of Ontario C7PVKCRGLG18EBQGZV36
  • Province of Québec 549300WN65YFEQH74Y36
  • Province of New Brunswick 549300POZA55ZTGSOU44
  • His Majesty the King in Right of the Province of Nova Scotia 5493002W033HJBDP3481
  • Government of the Province of Prince Edward Island, Department of Finance 549300L826JG01X2QH35
  • Government of Newfoundland and Labrador 549300CLWWW48GTPOJ49
  • Government of the Northwest Territories 549300MHKRYWVMMSH566
  • Metrolinx 549300IS34S901EOZB45
  • Ontario Electricity Financial Corporation 549300SI5D7OIEG4Y641

No LEI / not applicable:

  • Government of Nunavut
  • Government of the Yukon
  • Ontario Infrastructure and Lands Corporation

 

Note: With reference to the definition of “local counterparty” in OSC Rule 91-507, Staff’s view is that “His Majesty the King in right of Canada” is a “person” and that its head office and principal place of business are in Ottawa, and therefore it is a local counterparty in Ontario.  OSC would therefore expect a derivatives dealer, for example, to report derivatives entered into with “His Majesty the King in right of Canada” under OSC Rule 91-507.