What are the important Canadian Regulations?

OSC (Ontario Securities Commission)

• • Data reporting requirements for derivatives in Ontario and trade repository designation
  • Proposed Redlines
  • LEIs 
  • The OSC has authority to designate trade repositories under section 21.2.2 of Ontario’s Securities Act . See the current list of persons or companies that have been recognized as trade repositories.
  • The OSC has prepared a list of frequently asked questions to assist derivatives participants fulfil their trade reporting obligations . (These FAQ's are pre-proposed amendments so may be slightly out of date) 
    
    
  • OSC request for comment

• • Proposed Rule Updates:
    • Technical Specifications
    • Download the PDF presentation  
    • Derivatives participants should refer to OSC Rule: 91-507 Trade Repositories and Derivatives Data Reporting and its related companion policy when determining their reporting obligations and for further information. 
    • For further specific information on reporting requirements, refer to Multilateral CSA Staff Notice 91-306 Compliance Review Findings for Reporting Counterparties.