Regulations & Requirements

What are the CFTC reporting obligations by registered entity type?

Note: for details on frequency and timing requirements please see related knowledgeable sections.

YESYES
Entity Type/Requirement Non-SD/MSP/DCO MSP SD SEF/DCM DCO
Public Reporting YES YES YES YES YES
Transaction Reporting YES YES YES YES YES
Valuation Reporting NO YES YES NO YES
Collateral Reporting NO YES YES NO NO
Verification YES YES YES YES  YES