- Knowledge Base
- Repository - CFTC SDR
- Regulations & Requirements
What are the CFTC reporting obligations by registered entity type?
Note: for details on frequency and timing requirements please see related knowledgeable sections.
YESYES
Entity Type/Requirement | Non-SD/MSP/DCO | MSP | SD | SEF/DCM | DCO |
Public Reporting | YES | YES | YES | YES | YES |
Transaction Reporting | YES | YES | YES | YES | YES |
Valuation Reporting | NO | YES | YES | NO | YES |
Collateral Reporting | NO | YES | YES | NO | NO |
Verification | YES | YES | YES | YES | YES |