To whom does the UTI need to be transmitted?

The Market Participant designated to generate the UTI shall transmit the unique transaction identifier electronically as follows: 

  1. To the Swap Data Repository to which the swap is reported as part of all submissions.

  2. To each counterparty to the swap, ASATP after execution of the swap but no later than prescribed by 45.5.

  3. To the DCO, if any, to which the swap is submitted for clearing, as part of the required swap creation data transmitted to the DCO for clearing purposes.

  4. To the agent in the case of a post-allocation swap.

References: CFTC Rule(s) §45.5(a)(2), 45.5(b)(2), 45.5(c)(2), 45.5(d)(2), and 45.5(e).