The Omnibus Directive requires ESMA to publish on its website references or hyperlinks to the public registers of tied agents established by the Member States which decide to allow investment firms to appoint tied agents.
The list below contains the hyperlinks to the webpages of the EU countries and their national competent authorities giving access to the national registers of tied agents.
Investors should note that for some competent authorities the information is only available in the national language.
EU country (National Competent Authority) | National registers of tied agents |
---|---|
Austria (Finanzmarktaufsicht – FMA) | Register |
Belgium (FSMA) | Register |
Bulgaria (Financial Supervision Commission) | Not applicable |
Cyprus (Cysec) | Register |
Czech Republic (Czech National Bank – CNB) | Register |
Denmark (Finanstilsynet) | Not applicable |
Estonia (Estonian Financial Supervision Authority) | Register |
Finland (Finanssivalvonta) | Not applicable |
France (Organisme pour le registre unique des intermédiaires en assurance, banque et finance - Orias) | Register |
Germany (BaFin) | |
Greece (Hellenic Capital Market Commission) | Register |
Hungary (Hungarian National Bank | Register |
Iceland (Financial Supervisory Authority – Fjármálaeftirlitið) | Not applicable |
Ireland (Central Bank of Ireland) | Register |
Italy (Consob) | Register |
Latvia (Financial and Capital Market Commission) | Not applicable |
Liechtenstein | Register (German and English) |
Lithuania (Central Bank of Lithuania) | Not applicable |
Luxembourg (CSSF) | |
Malta (Financial Services Authority) | Register |
Netherlands (AFM) | Register |
Norway (Finanstilsynet) | Register |
Poland (Polish Financial Supervision Authority) | |
Portugal (Comissão do Mercado de Valores Mobiliários – CMVM) | Register |
Romania (Romanian National Securities Commission – CNVM) | Register |
Slovak Republic (Central Bank of Slovakia) | |
Slovenia (Securities Market Agency – Agencija za trg vrednostnih papirjev) | Register |
Spain (Comisión Nacional del Mercado de Valores - CNMV) | Register |
Sweden (Finansinspektionen) | Register |