Note: where the term UTI is used, it generally means USI where a trade was executed before UTI implementation.
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Term |
Definition |
Acronym |
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Administrative User |
All Clients must indicate at least two Administrative Users. These Users manage all other User's access to the KOR system. |
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Authorized Access Client |
A Client that has been authorized to access other Client’s data, but not submit data on its behalf. |
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Client |
All-encompassing term for a company who has executed all applicable KOR Agreements. Includes Reporting Counterparty, Related Entity, 3rd Party Reporter, Verification and Authorized Access Client types. |
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Delegated Reporter |
Related Entities and Third-Party Reporters are together referred to as Delegated Reporters. |
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KOR entity identifier |
The identifier under which a Client is known within the KOR SDR. |
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KOR SDR Technical Specification |
Detailed information on the connection and integration to KOR SDR for submission, access and reports |
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KOR SDR User Guide |
Functional and operational information for the use of the SDR |
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On Facility |
Any swap executed on an execution facility (e.g., SEF, DCM, FBOT) |
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Regulator |
Primary Regulator, Delegated Regulator, Appropriate Domestic Regulator or Foreign Regulator that has approved access to KOR SDR. |
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Related Entity |
Related Entity is a Client that is part of the same corporate family, where the shared parent has controlling interest, or is in a fiduciary relationship with the Reporting Counterparty. |
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SDR User Interface |
Web interface to access data, entity information and manage Users/access. |
SDR UI |
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SDR Website |
Public website where Clients and non-Clients can access any SDR public information as well as Agreements to become a Client. |
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SDR Regulations |
Rules and regulations under CFTC Rule(s) 17§49, §45, §43, and §40. |
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Third-party Reporter |
Company that has executed the KOR Client Agreement and the applicable addendum but are not a counterparty or party to a swap. Reporting Counterparty Clients must permission them to submit data on their behalf.
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3PR |
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User |
Person or system with SDR access at a Client or Regulator |
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Verification Client |
A company who has executed the applicable KOR Agreement, but is not accessed to submit data, only view data or permission other Clients to submit or view data on their behalf. |
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