Processing Concepts
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      What identifiers are available for tracking and searching?

      The KOR UI defaults to showing common fields and search attributes. Apply a jurisdiction filter to view columns and searchable fields specific to that jurisdiction.


      • KOR Defined Identifiers submitted by Client: 
        • KOR Lifecycle Identifier:  The identifier used to track submission uniqueness and the resulting regulatory message life cycle events. All stateful related regulatory message validations (NEWT -> MODI, etc) must reference the same KOR lifecycle identifier.  Note that the same KOR Lifecycle Identifier can reference multiple KOR Reg Lifecycle Identifiers.   
        • KOR Reg Lifecycle Identifier: The identifier used to track regulatory message uniqueness and life cycle events.  All stateful related regulatory message validations (NEWT -> MODI, etc) must be submitted referencing the same KOR reg lifecycle identifier within the same KOR Lifecycle Identifier
        • Client Trade Identifier: Client generated and submitted identifier per Trade that is not the UTI/USI.
        • Client Order Identifier: Client generated and submitted identifier per Order that is not the Unique Order Identifier.
      • Regulatory Defined Identifiers submitted by Client: 
        • Unique Transaction Identifier: A unique identifier assigned to all swap transactions that identifies the transaction uniquely throughout its lifecycle and is used for all recordkeeping and all transaction data reporting. A UTI comprises the generating entity's LEI and a unique alphanumeric code. 
        • Unique Swap Identifier OR Non-UTI Identifier: The USI is a unique identifier assigned to all swap transactions which identifies the transaction (the swap and its counterparties) uniquely throughout its duration. It consists of a namespace and a transaction identifier. This identifier is only used on transactions created prior to the implementation of the UTI.
          • USI is used for CFTC reporting
          • Non-UTI Identifier is used for ASIC and MAS reporting.
        • Unique Order Identifier: The order shall be identified by using a unique code identifier provided by the market place or counterparties. (REMIT reporting)
        • Initial Margin Collateral Portfolio Code:  If collateral is reported on a portfolio basis, a unique code assigned by the reporting counterparty to the portfolio that tracks the aggregate initial margin of a set of open swap transactions. This data element is not applicable if the collateralisation was performed on a transaction level basis, or if there is no collateral agreement, or if no collateral is posted or received.  
        • Variation Margin Collateral Portfolio Code: If collateral is reported on a portfolio basis, a unique code assigned by the reporting counterparty to the portfolio that tracks the aggregate variation margin related to a set of open swap transactions. This data element is not applicable if the collateralisation was performed on a transaction level basis, or if there is no "collateral agreement, or if no collateral is posted or received. 
        • Secondary Trade Identifier: Client generated and submitted identifier per Trade that is not the UTI/USI. (ASIC Reporting)
      • KOR generated IDs
        • Ingestion ID
        • Submission ID
        • User ID
        • Data Feed Identifier