Deep Dive: Transaction Events, Collateral, and Valuation

Client Meeting Agenda: Deep Dive Sessions

Who should attend the meeting

Client

• Regulatory Reporting SMEs
• Technology connecting to KOR
• Operations staff responsible for monitoring submissions
• Project Management

KOR

• Client Success

Note: This is a general list of topics covering various jurisdictions, asset classes, and client types. Some may not be applicable to you and can be skipped.

For clients onboarding multiple jurisdictions sequentially, it is beneficial to anticipate potential hurdles in future jurisdictions. However, each deep dive session will focus only on the jurisdictions currently in the implementation phase, with discussions on future jurisdictions deferred until their respective implementation begins.

Deep Dive: Current Reporting State, Transaction Events, Collateral, and Valuation

General Instructions:

• Download the Current Reporting State, Transaction Events, Collateral, and Valuation
• Export the sample document to a CSV file.
• Save the spreadsheet in the designated shared drive for centralized access.
• Populate the details to the best of your ability.
• Mark as N/A where a field is not applicable.
• List questions for discussion in our review meeting.

Next Steps:

• Populate the questionnaire.
• Submit any questions for discussion in our review meeting.
• KOR will review and provide best practice recommendations based on your responses.
• Client and KOR will review the Questionnaire on scheduled call